USEP

Fund Description
The Innovator S&P 500 Ultra Buffer ETF seeks to track the return of the S&P 500 Price Return Index, up to a predetermined cap, while buffering investors against losses from -5% to -35% over the outcome period. The ETF can be held indefinitely, resetting at the end of each outcome period, approximately annually.
Fund Profile
Fund Name Innovator S&P 500 Ultra Buffer ETF - September
Fund Exchange Ticker USEP
Fund Sponsor Innovator Management
Fund ISIN US45782C6497
Net Expense Ratio 0.79 %
Fund Inception Date 3 September 2019
Fund Legal Structure ETF (Open end fund)
Exchange BATS
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 5 October 2022
Asset Under Management 103.31 Million (USD)
1 Month Total Return -1.49 %
Year To Date Return -9.31 %
1 Year Total Return -6.74 %
3 Year Annualized Total Return 1.94 %
NAV 25.99
Share Outstanding 3,975,000
Top 10 Holdings (5 October 2022)
Constituent Name Constituent Ticker Constituent Type Weighting
SPY 08/31/2023 3.94 C OPTN 0.9596000000
SPY 08/31/2023 375.42 P OPTN 0.0773000000
Cash & Other CASH 0.0024000000
SPY 08/31/2023 452.16 C OPTN -0.0243000000
SPY 08/31/2023 256.87 P OPTN -0.0150000000